Senior Manager-SOX

The SOX Senior Manager is responsible for leading and overseeing SOX engagements within the Business Risk Services division. The role focuses on providing assurance & advisory services to listed and multinational clients requiring compliance with the Sarbanes-Oxley Act (SOX), particularly Sections 302 and 404.

1. SOX Reviews
   • Lead end-to-end SOX reviews.
   • Oversee scoping, risk assessments, control design reviews, and testing of internal controls over financial reporting (ICFR).
   • Proficient in reviewing and providing guidance relating to process narratives, risk and control matrices, working paper and related documentation.
   • Evaluate control deficiencies and provide remediation guidance.
   • Review and sign off on SOX documentation, testing, and reporting.
   • Provide technical guidance on SOX, internal controls, and governance frameworks.
2. Client Relationship Management
   • Serve as primary engagement lead for SOX clients.
   • Build and maintain strong client relationships at executive and board level.
   • Present findings and recommendations to Audit Committees and senior management.
   • Identify cross-selling opportunities within BRS and broader service lines.
3. Risk & Governance
   • Align client internal control environments with frameworks such as COSO.
   • Advise clients on governance, risk management, and internal audit best practices.
   • Monitor regulatory developments affecting listed entities and multinational corporations.
4. Team Leadership & Development
   • Lead and manage engagement teams, including Managers, Assistant Managers, and Consultants.
   • Review workpapers and ensure compliance with firm methodology and quality standards.
   • Coach and mentor team members.
   • Participate in recruitment and performance management within BRS.
5. Business Development
   • Support proposal development and pitch presentations.
   • Contribute to thought leadership in SOX and governance.
   • Assist in developing new service offerings within BRS.

CIA, CISA or Equivalent professional qualifications.

8-10+ years' experience in internal audit, SOX compliance, or risk advisory.

• SOX Compliance or Risk Advisory
• Proven experience leading large SOX engagements
• Strong knowledge of ICFR, ITGCs, and regulatory environments (US-listed entities advantageous).
• Experience within a Big 4 or mid-tier professional services environment preferred.