Officer: Market Conduct Oversight
Job Description
We're on the lookout for energetic, self-motivated individuals who share our passion for service in the banking industry. To be part of the journey, follow the steps below:
1. To see what life at Capitec is all about and complete a short assessment, please click here!
2. Once you have completed the above finalize your application by clicking apply below.
Purpose Statement- To support the organisation in delivering fair client outcomes by monitoring, assessing, and reporting on market conduct practices. The role ensures adherence to applicable regulatory requirements, internal policies, and conduct standards by identifying risks, evaluating controls, and contributing to proactive oversight activities.
MINIMUM:
- 5 Years' long term / short-term insurance experience.
- 5 Years as a Cat 1 Representative and Key Individual
with sub categories 1, 3, 17, 18, 20,21,22 - Client service experience
IDEAL:
- 5+ Years' long term / short-term insurance experience, of which 3 years has to be in a FAIS Representative capacity
- 7 Years as a Cat 1 Representative and Key Individual
with sub categories 1, 3, 8, 13, 14, 17, 18, 20,21,22 - Market Conduct Experience in a Financial Institution
- Experience in a position working with senior stakeholders
- A relevant tertiary qualification
- FAIS accredited as Key Individual and approved by FSCA
MINIMUM:
- Customer care and service protocol knowledge
- Basic regulatory knowledge
- Business and commercial awareness
- Insurance Industry (Long- and short term insurance)
- Dispute resolution (complaints management)
- Knowledge of FAIS, National Credit Act, Conduct Standards for Banks etc.
IDEAL:
- Long Term Insurance and
Shares, Derivative Instruments, Participatory interests in a collective investment scheme, Long Term and Short Term Deposits
- Attention to Detail
- Communications Skills
- Interpersonal & Relationship management Skills
- Planning, organising and coordination skills
- Clear criminal and credit record
Capitec is committed to diversity, applications to this position will strictly be considered in support of our employment equity goals.
Capitec Bank is an authorised financial services provider (FSP 46669) and registered credit provider (NCRCP13). Capitec Bank Limited Reg. No: 1980/003695/06
About This Role
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