Member Supervision Analyst

Job category: Other: Banking, Finance, Insurance, Stockbroking

Contract: Permanent

Remuneration: Market Related

EE position: Yes

WHY JOIN THE JSE? The JSE recognises that its success and strength depend on the quality of its employees. We are committed to fostering a culture of continuous learning and high standards of performance. Our employee wellness programme is designed to encourage work life balance for employees. We naturally seek to empower staff and encourage diversity and opportunities for all.

The purpose of this role is to execute compliance reviews to ensure that all the JSE members are properly authorised to provide regulated services, which include equity and derivative markets and that members continue to meet all regulatory requirements of the JSE, as required by the Financial Markets Act

• Build professional, trust based relationships with member firms, ensuring interactions reflect the JSE's values and regulatory expectations.
• Engage with external regulators such as the FSCA and FIC and participate in relevant meetings where necessary.
• Provide clear, consistent and transparent communication to members regarding review processes, findings, regulatory expectations, and required remediation.
• Collaborate with internal stakeholders across the Market Regulation division and other departments to ensure alignment and information sharing.
• Uphold the JSE's reputation as a credible, impartial, and respected market regulator through ethical conduct and high quality communication.

• Conduct on site and desktop compliance reviews to assess whether member firms meet the Financial Markets Act, AML/FICA requirements, and applicable market rules.
• Identify high risk areas across equity, derivatives and other relevant markets, ensuring risk based review planning and execution.
• Perform detailed fieldwork, prepare high quality working papers, and document evidence in line with regulatory audit and review standards.
• Maintain accurate, logical and accessible files that support regulatory conclusions and follow up actions.
• Monitor progress against the annual review plan and escalate challenges, risks or emerging concerns timeously.
• Prepare draft and final reports summarising findings, corrective actions, and recommendations for improved compliance.
• Support management in preparing the annual review plan by analysing trends, regulatory risks, and member specific developments.
• Ensure all reviews are executed efficiently, professionally, and in accordance with internal methodologies and regulatory expectations.

• Relevant Financial diploma/degree, such as Auditing/Accounting
• 3 or more years' experience in an auditing environment of financial services sector with at least one year's experience in compliance monitoring and compliance techniques

• Knowledge of JSE products and regulatory frameworks
• Understanding of AML/FIC legislation and money laundering principles
• Proficiency in basic software applications (Outlook, Word, Excel, Access, Internet)
• Ability to follow administrative procedures and internal systems
• Knowledge of divisional service offerings and resource allocation principles
• Strong stakeholder management and relationship building skills
• Ability to communicate clearly and apply communication strategies
• Research, analysis, and report writing capability
• Ability to support clients and solve problems collaboratively